Securities and Advisory Services offered through Prospera Financial Services • Member FINRA(www.finra.org)/SIPC(www.sipc.org) 5429 LBJ Freeway, Suite 400 • Dallas, Texas 75240
215 N Saint Joseph Street | PO Box 1581
Gonzales, TX 78629
Source Rock Capital Management is an investment advisory firm that provides wealth management and financial planning services for successful individuals and famil
ies, primarily in the oil and gas industry. The firm also provides retirement plan consulting services for businesses. We help individuals and families plan for life events, be it education funding, retirement, risk management, final disposition of the estate, or any other specific goal. By going through the planning process, we are able to choose the best financial products for our clients' specific needs, and we are able to formulate and execute our clients' plans. Source Rock Capital Management uses Prospera Financial Services, Broker Dealer of the Year in 2009, 2010, 2012, and 2014 by Investment Advisor Magazine, as its Broker Dealer and Registered Investment Advisor. Through Prospera, we use First Clearing, LLC (a Wells Fargo Company) as the primary custodian of client funds. This provides clients security in that their assets are held separately from firm operations, and it provides clients all the benefits of a large firm, but with small firm personal care. As an independent business, there are no proprietary products – clients can have the assurance that their portfolio is constructed for them and their best interest, not a broker’s commission. We are committed to only working with the best companies, with the best reputations, the best services, and the best people, and we work hard to provide individual attention, while at the same time, keeping up with cutting edge financial strategies and ever-changing technology. Source Rock Capital Management is located in the historic town of Gonzales, TX.
