AdvisorHub

AdvisorHub AdvisorHub is the first of its kind resource committed to the success and growth of the financial advisor's practice.

AdvisorHub aims to be the financial advisors’ advocate and voice by providing a definitive source for breaking news, relevant products and services, critical compensation data, and a safe forum for them to share best practices and growth strategies.

Mission: To add transparency to the financial services industry.

EXCLUSIVE: UBS Wealth Management told thousands of advisors this week that they were overpaid throughout 2018 as a resul...
04/18/2019
EXCLUSIVE: UBS Clawing Back FA Overpayments - AdvisorHub

EXCLUSIVE: UBS Wealth Management told thousands of advisors this week that they were overpaid throughout 2018 as a result of an error by the firm’s payroll processor ADP, and will have to return money to the firm, according to a memo reviewed by AdvisorHub http://ow.ly/muiO30otkwS

Miscalculated pay deductions tied to forgivable loan bonuses will require more than half of UBS’s brokers to return from hundreds to hundreds of thousands of dollars, sources said.

Client assets fell in all units of the scandal-plagued bank’s wealth and investment management division in the first t...
04/12/2019
Wells Fargo’s Wealth Unit Loses More Client Assets, Advisors in First Quarter - AdvisorHub

Client assets fell in all units of the scandal-plagued bank’s wealth and investment management division in the first three months of 2019, while another 140 brokers, net, left Wells Fargo Advisors.
http://ow.ly/rtkM50q0me3

Client assets fell in all units of the scandal-plagued bank’s wealth and investment management division in the first three months of 2019, while another 140 brokers, net, left Wells Fargo Advisors.

04/04/2019
LIVE WEBINAR: A Tale of Two IULs

Today is the day! Be able to educate your clients about Indexed Universal Life. AXA's webinar at 2pm is free to financial advisors!

https://cc.readytalk.com/r/tuq6c2o5t9z&eom

Date: Thu, Apr 4, 2019, Time: 02:00 PM EDT, Host(s): AXA & AdvisorHub. Learn our philosophy when it comes to indexed universal life (IUL), and how we've put that philosophy into our enhanced IUL Protect. We'll discuss IUL at its basic level, how the market has changed to develop two types of IULs an...

04/03/2019
LIVE WEBINAR: A Tale of Two IULs

TOMORROW! Be able to educate your clients about Indexed Universal Life. AXA's webinar on April 4th is free to financial advisors! https://cc.readytalk.com/r/tuq6c2o5t9z&eom

Date: Thu, Apr 4, 2019, Time: 02:00 PM EDT, Host(s): AXA & AdvisorHub. Learn our philosophy when it comes to indexed universal life (IUL), and how we've put that philosophy into our enhanced IUL Protect. We'll discuss IUL at its basic level, how the market has changed to develop two types of IULs an...

04/02/2019
LIVE WEBINAR: A Tale of Two IULs

Be able to educate your clients about Indexed Universal Life. AXA's webinar on April 4th is free to financial advisors! https://cc.readytalk.com/r/tuq6c2o5t9z&eom

Date: Thu, Apr 4, 2019, Time: 02:00 PM EDT, Host(s): AXA & AdvisorHub. Learn our philosophy when it comes to indexed universal life (IUL), and how we've put that philosophy into our enhanced IUL Protect. We'll discuss IUL at its basic level, how the market has changed to develop two types of IULs an...

Retail brokerage and RIA services giant gave CEO Bettinger a 9% boost in compensation and its founder Chuck Schwab an al...
03/29/2019
Charles Schwab Corp. Paid CEO $15.6 Million in 2018 Comp - AdvisorHub

Retail brokerage and RIA services giant gave CEO Bettinger a 9% boost in compensation and its founder Chuck Schwab an almost 10% bump to reward a 52% gain in firm’s earnings per share. http://ow.ly/mCPt30ofDwg

Retail brokerage and RIA services giant gave CEO Bettinger a 9% boost in compensation and its founder Chuck Schwab an almost 10% bump to reward a 52% gain in firm’s earnings per share.

A high-school dropout says he’s found his niche servicing the complex financial needs of individuals and families copi...
03/28/2019
‘On the Spectrum’ Advisor Focuses on Clients with Autism - AdvisorHub

A high-school dropout says he’s found his niche servicing the complex financial needs of individuals and families coping with a neurological disorder that is being diagnosed in young children with increasing frequency. http://ow.ly/KbYR30oeF4Q

A high-school dropout says he’s found his niche servicing the complex financial needs of individuals and families coping with a neurological disorder that is being diagnosed in young children with increasing frequency.

Longtime Dallas branch head who was “permitted to resign” is now managing partner of Chapwood Investments, an RIA wh...
03/28/2019
Ex-Morgan Stanley Manager Ben Fujihara Joins Litigious Texas RIA - AdvisorHub

Longtime Dallas branch head who was “permitted to resign” is now managing partner of Chapwood Investments, an RIA whose founder Ed Butowsky was a Fox Business commentator who has lawsuits against Schwab and media groups. http://ow.ly/CSs730oewZP

Longtime Dallas branch head who was “permitted to resign” is now managing partner of Chapwood Investments, an RIA whose founder Ed Butowsky was a Fox Business commentator who has lawsuits against Schwab and media groups.

03/28/2019
LIVE WEBINAR: A Tale of Two IULs

Be able to educate your clients about Indexed Universal Life. AXA's webinar on April 4th is free to financial advisors!

https://cc.readytalk.com/r/tuq6c2o5t9z&eom

Date: Thu, Apr 4, 2019, Time: 02:00 PM EDT, Host(s): AXA & AdvisorHub. Learn our philosophy when it comes to indexed universal life (IUL), and how we've put that philosophy into our enhanced IUL Protect. We'll discuss IUL at its basic level, how the market has changed to develop two types of IULs an...

Morgan Stanley has plugged a hole in its large-branch management structure by moving Bernardo “Bernie” Duque to over...
03/27/2019
Morgan Stanley Fills Manager Seats in New York and Florida - AdvisorHub

Morgan Stanley has plugged a hole in its large-branch management structure by moving Bernardo “Bernie” Duque to oversee more than 100 brokers at its Penn Plaza branch in New York City, but continues to look for managers to fill other recently vacated seats http://ow.ly/ZBXO30odCiY

Search for field managers continues, as promotion of Bernie Duque to Manhattan branch leaves open his seat in Providence.

Connecticut-based independent firm restyles itself as The Private Wealth Partners, a RayJay-affiliated independent firm ...
03/27/2019
FallLine Securities Rebrands Amid Exits of Advisors - AdvisorHub

Connecticut-based independent firm restyles itself as The Private Wealth Partners, a RayJay-affiliated independent firm that has recruited former UBS executive Marten Hoekstra and Merrill Lynch executive Phil Sieg to attract advisors. http://ow.ly/yFLA30odpXY

Connecticut-based independent firm restyles itself as The Private Wealth Partners, a RayJay-affiliated independent firm that has recruited former UBS executive Marten Hoekstra and Merrill Lynch executive Phil Sieg to attract advisors.

Sponsored: Stifel recently marked the 10-year anniversary of the current bull market, and would like to share some obser...
03/25/2019
Stifel: A Bull Market’s 10-Year Anniversary - AdvisorHub

Sponsored: Stifel recently marked the 10-year anniversary of the current bull market, and would like to share some observations as they look back, and offer some perspectives as they look forward into the rest of 2019 and beyond. http://ow.ly/Lkk630obzaq

We recently marked the 10-year anniversary of the current bull market, which is a milestone worthy of some commentary. We would like to share some observations as we look back, and then, importantly, offer some perspectives as we look forward into the rest of 2019 and beyond.

Wall Street brokers have taken the unprecedented step of urging U.S. regulators to let them charge clients separately fo...
03/22/2019
Wall Street Trade Group Reverses Course on Research Pay, with Fiduciary Qualifier - AdvisorHub

Wall Street brokers have taken the unprecedented step of urging U.S. regulators to let them charge clients separately for stock and bond analysis, a change that would upend the industry if it happened. http://ow.ly/9VDW30o9FhR

Wall Street brokers have taken the unprecedented step of urging U.S. regulators to let them charge clients separately for stock and bond analysis, a change that would upend the industry if it happened.

Sponsored: Hybrid RIAs can maintain both a brokerage and advisory business – giving them the opportunity to create the...
03/22/2019
Going Independent as a Hybrid RIA - AdvisorHub

Sponsored: Hybrid RIAs can maintain both a brokerage and advisory business – giving them the opportunity to create the future they imagine for themselves and their clients. http://ow.ly/dngu30o9wWl

Hybrid RIAs can maintain both a brokerage and advisory business - giving them the opportunity to create the future they…Read More

03/21/2019

The Financial Industry Regulatory Authority on Thursday projected a widening hole in its operating budget for 2019 as its regulatory responsibilities expand, but said it will not seek to increase member fees for the sixth straight year. http://ow.ly/Ha1530o8NDD

The Swiss bank’s U.S. wealth arm “effective immediately” is no longer hiring wealth planning associates, trainees ...
03/21/2019
UBS Shutters Training Program for Financial Plan Developers - AdvisorHub

The Swiss bank’s U.S. wealth arm “effective immediately” is no longer hiring wealth planning associates, trainees who help teams write financial plans and were a farm club for the next generation of advisors http://ow.ly/zde230o8Bsd

The Swiss bank’s U.S. wealth arm “effective immediately” is no longer hiring wealth planning associates, trainees who help teams write financial plans and were a farm club for the next generation of advisors.

UBS Wealth Management USA has disbanded its “practice management group” of internal coaches who consulted with broke...
03/20/2019
UBS Eliminates Practice Management Consulting Unit in U.S. - AdvisorHub

UBS Wealth Management USA has disbanded its “practice management group” of internal coaches who consulted with brokers on growing assets and gave them tips on teaming and other productivity tools, according to sources familiar with the move. http://ow.ly/sAKD30o7EFX

UBS Wealth Management USA has disbanded its “practice management group” of internal coaches who consulted with brokers. In an apparent cost-cutting move, the Swiss banking giant has eliminated a longstanding group that coached financial advisors on growing assets and teaming.

In response to shareholder backlash, Ameriprise Financial has made “substantial changes” to its executive compensati...
03/19/2019
Ameriprise Clips CEO Cracchiolo’s Pay by 23% in Say-on-Pay Reaction - AdvisorHub

In response to shareholder backlash, Ameriprise Financial has made “substantial changes” to its executive compensation program, leading to a 23% cut to Chairman and Chief Executive James Cracchiolo’s 2018 pay, the company said in its annual proxy filing. http://ow.ly/h3RW30o6Xar

Firm imposed new limits on James Cracchiolo’s incentive pay after a majority of Ameriprise shareholders voted their discontent over executive pay.

UBS Wealth Management USA has stuck its tongue out at bank and other competitors with a 3% teaser rate on a one-year cer...
03/19/2019
UBS Woos Cash with Sky-high 3% One-Year CD - AdvisorHub

UBS Wealth Management USA has stuck its tongue out at bank and other competitors with a 3% teaser rate on a one-year certificate of deposit, but some of its brokers are upset at the way it marketed the promotion. http://ow.ly/g4Gs30o6KlD

Teaser rate in short-term offer was promoted in mass mailings to customers, irritating some brokers who weren’t given chance to opt their clients out of the offer.

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