Markets Media

2020 Markets Media Instinet Positive Change Award Winner for Philanthropy, Evan Harvey of Nasdaq

Evan Harvey manages all corporate sustainability (environmental, social, and governance strategy), philanthropy, and volunteerism efforts for a global exchange. He currently serves on the Network USA Board of the United Nations Global Compact and the GRI Global Sustainability Standards Board and previously chaired the WFE Sustainability Working Group. Evan also actively supports the Impact2030 Metrics Council, the Social & Human Capital Coalition, the Strategic Investor Initiative at CECP, and the 30% Club. Congratulations to the winner of the Instinet Positive Change Award Winner for Philanthropy, Evan Harvey of Nasdaq!

2020 Markets Choice Award for Excellence in Trading is Ed Nebens, Head of Trading at FPA

Ed Nebens, although younger than previous recipients, has achieved so much. One of his hallmarks is building out trading desks, such as in 2003 when he managed the build out of the Cantillon Capital Trading desk - from implementing its OMS, EMS and TCA systems as well as staffing. He again did the same type of “from the ground up” build out at Gratia Capital in 2014. In 2017, Ed supervised the desk revitalization program at his current firm - from a manual high-touch operation to an automated and algorithm-driven platform. He doesn’t resist a technology challenge, working late and won’t take “no” for an answer - which landed him his first position on the buy-side at Julius Baer. Congratulations to the winner of the 2020 Excellence in Trading Award, Ed Nebens, Head of Trading at FPA!

2020 MCA Neil DeSena Market Advocate Award Winner is Brad Levy, Chairman Emeritus at FINOS

The Neil DeSena Market Advocate Award, is near and dear to all of us here at MMG – named after Neil DeSena. In February 2017 Neil – an accomplished person in the capital markets and trading industry - passed away at the age of 52. But, he did leave a tremendous mark on the industry. Neil was the very best a family man could be, as well as a mentor, instructor and role model. He touched everyone he came into contact with, somehow, in some way. Markets Media posthumously awarded Neil the Market Advocate Award at the 2017 Markets Choice Awards. The award then transitioned to an annual tribute to Neil. Greg Tusar and Rishi Nangalia won the Neil DeSena Market Advocate Award in 2018 and 2019, respectively, as the market professionals who best embodied Neil’s exceptional drive, generosity and spirit. This year we return with the third annual Neil DeSena Market Advocate Award. Congratulations to the winner of the 2020 Markets Media, Neil DeSena Market Advocate Award, Brad Levy, Chairman Emeritus at FINOS!

2020 Markets Choice Awards CEO of the Year Winner Bob Santella of IPC

This was a very competitive category, with a high volume of votes and a close finish. The finalists were Vijay Kedia of FlexTrade, Rick McVey of MarketAxess, David E. Rutter of R3, Bob Santella of IPC, and Joseph Wald of Clearpool. A 30-year veteran of financial markets, Bob was President of Fidelity National Information Services Global Trading Group and President of various groups focused on trading and brokerage solutions at SunGard before assuming his current role two years ago. Currently CEO of a technology and service leader that powers financial markets, he has had a transformative impact on the industry by demonstrating his leadership and leveraging three powerful trends – emerging technologies like artificial intelligence, the advent of the subscription economy, and the growth of the partnership model. Congratulations to the winner of the CEO of the Year, Bob Santella of IPC!

2020 Markets Choice Awards Part 1

Welcome to the 2020 Markets Media Market Choice Awards – Part 1. This year our program is a virtual one, in response to the current CoronaVirus pandemic. The program, recognizing the best of the capital markets, began today April 30 and will end May 14th. Each segment will be highlighted with the Instinet Positive Change Awards – focusing on Visionaries, Diversity, Inclusion & Belonging and Philanthropy – focusing on the human side of the capital markets and what the industry gives back to humanity. We invite you to tune in and enjoy the virtual program and celebrate all the award winners. Awards announced include: · Instinet Positive Change Award: Philanthropy · CEO of the Year · Excellence in Trading · Neil DeSena Market Advocate Award

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It's back! Submit your nominees today! Markets Choice Awards 2020 April New York City https://buff.ly/2tIytM5

WOMEN IN FINANCE AWARDS 2019 | HONG KONG

GlobalTrading Journal and Markets Media Group hosted the inaugural Women in Finance Awards Asia on Friday, May 3 in Hong Kong. The sold-out luncheon event at the Four Seasons Hotel convened about 150 top-level executives across the capital markets industry featuring leading buy-side managers and sell-side banks, HKEX as well as technology providers. Buy-side firms in the audience included BlackRock, T. Rowe Price, AllianceBernstein, JP Morgan Asset Management, State Street Global Advisors, and Fidelity. Planning and development of the event was spearheaded with the support of the industry advisory group, which features top executives from the leading organizations based in Asia. The awards event recognized 14 women across 13 firms: CEO of the Year: Azila Abdul Aziz, Kenanga Futures Excellence in Leadership: Nellie Dagdag, DTCC Individual Achievement: Lauren Degney, Citi Crystal Ladder: Jessica Morrison, Morgan Stanley Trailblazer: Carrie Cheung, BNP Paribas Excellence in Sell-Side Trading: Josephine Kim, BAML Excellence in Buy-Side Trading: Christine To, T Rowe Price Best in Trading Platforms: Shilesh Shekhawat, Virtu Financial Excellence in Fintech: Lisa O’Connor, SWIFT Excellence in Asset Management: Belinda Boa, BlackRock Rising Stars: Nicola McGreal, State Street Global Advisors Sandy Ngai, AllianceBernstein Vivian Peng, JP Morgan Asset Management Lily Xiong, BlackRock The event was greatly supported by sponsors including Citi, BlackRock, BNP Paribas, DTCC, SWIFT, HKEX, Bank of America Merrill Lynch, Nomura/Instinet, Virtu Financial, Refinitiv, Pathfinder and Morgan Stanley. Look out for upcoming video interviews with the most recognized women in the industry. Markets Choice Awards Women in Finance Awards will be hosted in New York City, November 2019. Congratulations to all the winners!

Excellence in Marketing & Communications: Victoria Mellor, NEX

Excellence in Risk Management: Tracy Rucker-Wilson, Vanguard

Trailblazer: Marina Lutova Meyers, Citadel

CAO of the Year: Marie Patton, OpenDoor Securities

Excellence in Marketing & Communications: Marie Chinnici-Everitt, DTCC

Individual Achievement: Lydie Hudson, Credit Suisse

Excellence in Trading Platforms: Lindsey Burik, Mizuho

Excellence in Electronic Trading: Kathryn Zhao, Cantor Fitzgerald

Excellence in Multi-Asset Trading: Jenny Chen, Societe Generale

Excellence in Trading Equities: Emma Quinn, AllianceBernstein

Excellence in Hedge Funds: Anna Vela, Millenium Partners

Women in Finance 2018

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Karen O'Connor | Women In Finance Part 1

Karen O'Connor | Truex President and Chief Operating Officer discusses Woman In Finance As a woman in finance, has your experience been different than a man?

Doug Clark | Equity Market Structure

Doug Clark | ITG Managing Director on Equity Market Structure What is the greatest regulatory item on the equity markets radar?

Natasha Shamis | Technology and the Buyside Part 2

Natasha Shamis | Liquidnet Global Head of Product on Technology and the Buyside What is the broker's role as a technology provider in the current market structure?

Natasha Shamis | Technology and the Buyside Part 2

Natasha Shamis | Liquidnet Global Head of Product on Technology and the Buyside What is the broker's role as a technology provider in the current market structure?

Michael Paulus | Fintech in Fixed Income Part 3

Michael Paulus | OpenDoor Securities Managing Director on Fintech in Fixed Income Which geographic areas in global fixed income are the most ripe for innovation?

Michael Paulus | Fintech in Fixed Income Part 2

Michael Paulus | OpenDoor Securities Managing Director on Fintech in Fixed Income How will regulatory oversight in the coming years impact technology?

Natasha Shamis | Technology and the Buyside Part 1

Natasha Shamis | Liquidnet Global Head of Product on Technology and the Buyside Has the buyside been receptive to increased technology in their workflows? marketsmedia.com | tradersmagazine.com | intelalley.com | fixglobal.com

Michael Paulus | Fintech in Fixed Income Part 1

Michael Paulus | OpenDoor Securities Managing Director on Fintech in Fixed Income How is fintech making its mark in fixed income markets? marketsmedia.com | tradersmagazine.com | intelalley.com | fixglobal.com

Brad Bailey | AI in Financial Services

Brad Bailey | Celent Research Director on AI in Financial Services Are the financial markets ready for AI? marketsmedia.com | tradersmagazine.com | intelalley.com | fixglobal.com