
17/09/2025
Audit Your HR Files Before They Audit Your Brand
If your people are your greatest asset, your HR files are the vault. And like any vault, what’s inside determines your organisation’s resilience, compliance, and reputation.
One overlooked gap a missing contract, unsigned policy, or untracked leave—can spiral into penalties, disputes, and brand damage.
Auditing your HR files isn’t paperwork; it’s risk control, culture protection, and operational hygiene.
Here’s what a clean HR file should include:
1. Signed employment contract - Clear terms on role, salary, probation, hours, leave, termination.
2. Job description - Responsibilities and reporting lines.
3. Personal details - Full name, ID/passport, KRA PIN, SHA, NSSF, contacts, next of kin.
4. Salary records - Payslips, payroll history, statutory deductions (PAYE, NSSF, SHA), bank details.
5. Working hours and attendance - Time/attendance logs, overtime records.
6. Leave records - Annual, sick, maternity/paternity, compassionate applications, approvals, balances.
7. Policy acknowledgments - Code of conduct, anti-harassment, data privacy, , health & safety signed by the employee.
8. Performance records - Goals, appraisals, PIPs, commendations.
9. Training and compliance - Inductions, safety training, certifications.
10. Disciplinary documentation - Warnings, investigations, hearing notes, outcomes.
11. Contract changes - Promotions, salary reviews, status changes letters and acceptance.
12. Termination/exit - Resignation letters, notice, handover, clearance, final dues computation, Certificate of Service.
Why this audit matters now:
A. Legal compliance
B. Dispute readiness - If it’s not documented, it didn’t happen. Solid files win cases before they start.
C. Culture and trust - Transparent, complete records signal professionalism and respect.
D. Operational speed - Onboarding, audits, promotions, and exits run faster with complete files.
𝐐𝐮𝐢𝐜𝐤 𝐬𝐞𝐥𝐟-𝐜𝐡𝐞𝐜𝐤 (𝟓-𝐦𝐢𝐧𝐮𝐭𝐞 𝐭𝐫𝐢𝐚𝐠𝐞)
✅ Do all employees have signed contracts and job descriptions on file?
✅ Can you produce 12 months of payslips and statutory remittances per employee?
✅ Are leave balances accurate and backed by approvals?
✅ Are disciplinary cases documented with fair process?
✅ Do exits include Certificates of Service and final dues computations?
If any answer isn’t an immediate “yes,” it’s time to audit.
I can help you run a swift, structured HR File Audit:
➡️ Gap analysis against the Employment Act (Kenya) and best practice
➡️ Standardized checklists and file structure
➡️ Remediation plan with templates and timelines
➡️ Training your HR team to keep files audit-ready
Ready to de-risk and professionalize your HR?
Email: [email protected]
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