Financial Technologies Forum, LLC

Financial Technologies Forum, LLC Financial Technologies Forum, LLC (FTF) is a leading provider of executive-level conferences and training seminars focused on trends and initiatives in securities trading and operations.
Financial Technologies Forum, LLC (FTF) is a leading provider of executive-level events and training focused on trends and initiatives in securities trading and operations. Our global client base consists of senior level securities professionals from over 30 countries. Our online newsletter offers a global interactive community where professionals can find original editorial content, daily news, in-depth analysis and industry research. Our news content enhances our offering of events and training with timely coverage that reflects our market focus on clearing & settlement, corporate actions processing, risk management, performance measurement, reconciliation & exceptions management, regulation & compliance, derivatives operations, hedge fund operations and enterprise operations.

FTF is a Wall Street media company specializing in securities operations, technology and regulation. We offer content pertaining to challenges currently facing middle- and back-office professionals in capital markets. We help keep our clients informed about current trends and requirements and act as a network to help connect them to their peers through daily content posted on FTF News, niche industry conferences, training seminars, webinars, and video interviews, to name a few. We also help financial technology providers increase lead generation, brand awareness and thought leadership.

Mission: We produce well organized, quality events that deliver high level content from the industry's leading experts. It is our mission to provide solutions to current industry challenges while delivering excellent customer service. Our goal is to provide a forum for Wall Street to comment and build lasting relationships.

DBS To Hire 2,000 & Cancels any Layoff: Our free FinTech roundup also covers Bloomberg’s new index, Pagaya’s expansion, ...
05/21/2020
DBS Hiring to Fill 2,000 Posts in Singapore | FTF News

DBS To Hire 2,000 & Cancels any Layoff: Our free FinTech roundup also covers Bloomberg’s new index, Pagaya’s expansion, and the elevated partnership between NICE Actimize and Infosys. FTF News: https://bit.ly/2zaxO9v

DBS Also Confirms No-Layoffs Policy The DBS banking group in Asia has just announced that it will be hiring more than 2,000 people in Singapore in 2020, a

In addition to the NYSE news, our free FinTech roundup includes news from Northern Trust and A.I., Pico’s Co-CEO, RJO & ...
05/21/2020
NYSE Trading Floor to Reopen May 26 | FTF News

In addition to the NYSE news, our free FinTech roundup includes news from Northern Trust and A.I., Pico’s Co-CEO, RJO & Greenstone Systems, and Ideal Prediction’s CTO. https://bit.ly/36cmSny

NYSE President Announces Floor Reopening via WSJ Stacey Cunningham The open outcry trading floor of the New York Stock Exchange (NYSE) will partially

Financial Services Firms Need Collaboration to Keep Up: Firms that resist collaboration internally and among vendors wil...
05/21/2020
Firms Need Collaboration to Keep Up: Q&A | FTF News

Financial Services Firms Need Collaboration to Keep Up: Firms that resist collaboration internally and among vendors will get left behind amid a fast-moving financial technology landscape, Mark Bolton, head of international sales for Gresham Technologies tells FTF News: https://bit.ly/3gbqTNO

(In the past, some financial services firms have been known to follow the mantra of “if it ain’t broke, don’t fix it,” notes Mark Bolton, head of international

Today, Americans are honoring those we lost on Sept. 11, 2001, including those who were in the World Trade Center’s Twin...
09/11/2019
Doing What We Can for 9/11 Survivors | FTF News

Today, Americans are honoring those we lost on Sept. 11, 2001, including those who were in the World Trade Center’s Twin Towers.

Today, Americans are honoring those we lost on Sept. 11, 2001, including those who were in the World Trade Center’s Twin Towers.

The bank settled with the SEC over charges that it hired relatives of foreign government officials in order to get inves...
09/04/2019
Deutsche Bank Settles FCPA Case for $16 Million | FTF News

The bank settled with the SEC over charges that it hired relatives of foreign government officials in order to get investment banking deals.

The bank settled with the SEC over charges that it hired relatives of foreign government officials in order to get investment banking deals.

Excited to have William Ong, CIPM moderate the "Can You Keep Your Team Happy?" session at the FTF Performance Measuremen...
08/22/2019

Excited to have William Ong, CIPM moderate the "Can You Keep Your Team Happy?" session at the FTF Performance Measurement Europe 2019 conference. Join us: https://buff.ly/33S1Jxy

#FTFevents #FTFPME #performancemeasurement

Custody services have been approved for the Bakkt bitcoin futures contracts to be offered via ICE Futures US.
08/20/2019
Bakkt Futures & Custody to Launch Next Month | FTF News

Custody services have been approved for the Bakkt bitcoin futures contracts to be offered via ICE Futures US.

Custody services have been approved for the Bakkt bitcoin futures contracts to be offered via ICE Futures US.

Justice officials scored a conviction in its binary options fraud case against the ex-CEO of Yukom Communications.
08/14/2019
Ex-CEO Found Guilty of Binary Options Fraud | FTF News

Justice officials scored a conviction in its binary options fraud case against the ex-CEO of Yukom Communications.

Justice officials scored a conviction in its binary options fraud case against the ex-CEO of Yukom Communications.

Excited to have Cathy Lin, Esq. of Burgundy Asset Management speak on the "Getting to Know Your Customer Well" panel at ...
08/12/2019

Excited to have Cathy Lin, Esq. of Burgundy Asset Management speak on the "Getting to Know Your Customer Well" panel at our SecOps 2019 conference in Toronto, Oct. 16-17. For more info, visit: https://buff.ly/2MYemkM

#FTFevents #FTFSecOps #securities #securitiesops #conferences #financialservices

The Group CEO for Europe’s largest bank has stepped down as more than 4,000 staff positions are being cut.
08/09/2019
HSBC Shuffles Execs & Mulls Massive Layoff | FTF News

The Group CEO for Europe’s largest bank has stepped down as more than 4,000 staff positions are being cut.

The Group CEO for Europe’s largest bank has stepped down as more than 4,000 staff positions are being cut.

Al Castillo, senior director, solutions management for Advent Outsourcing Services (AOS), talks about the issues that he...
08/08/2019
SS&C: Client-Facing Data Must Be Ready Sooner | FTF News

Al Castillo, senior director, solutions management for Advent Outsourcing Services (AOS), talks about the issues that helped SS&C Advent win Best Outsourcing Provider.

Al Castillo, senior director, solutions management for Advent Outsourcing Services (AOS), talks about the issues that helped SS&C Advent win Best Outsourcing

The London Stock Exchange is acquiring Refinitiv in order to become a global rival to players like Bloomberg.
08/06/2019
LSE to Transform Itself via Refinitiv Deal | FTF News

The London Stock Exchange is acquiring Refinitiv in order to become a global rival to players like Bloomberg.

The London Stock Exchange is acquiring Refinitiv in order to become a global rival to players like Bloomberg.

Citi is slashing hundreds of trading positions and merging its equities and prime, futures and securities services busin...
08/02/2019
Citi Cuts Trading Staff & Merges Other Groups | FTF News

Citi is slashing hundreds of trading positions and merging its equities and prime, futures and securities services businesses into a new division.

Citi is slashing hundreds of equity and fixed-income positions and merging its equities and prime, futures and securities services businesses into a new

FTF News got time with Rocky Martinez, the CTO for the SmartStream RDU effort, which won Best Operational Risk Managemen...
08/01/2019
SmartStream Argues for the Utility Approach | FTF News

FTF News got time with Rocky Martinez, the CTO for the SmartStream RDU effort, which won Best Operational Risk Management Solution via the 2019 FTF Awards.

FTF News got time with Rocky Martinez, the CTO for the SmartStream RDU effort, which won Best Operational Risk Management Solution via the 2019 FTF Awards.

Annual AML compliance costs for North American firms are at $31.5 billion per year, according to a new report.
07/31/2019
AML Costs Hit $14.3M Per Large U.S. Firm | FTF News

Annual AML compliance costs for North American firms are at $31.5 billion per year, according to a new report.

Complying with anti-money laundering (AML) regulations costs financial services firms based in the United States and Canada more than $31.5 billion per year.

Excited to have Paul Chellingworth of RBC Capital Markets speak on the "The Many Flavors of Recs & Exception Management"...
07/29/2019

Excited to have Paul Chellingworth of RBC Capital Markets speak on the "The Many Flavors of Recs & Exception Management" panel at our SecOps 2019 conference in Toronto, Oct. 16-17. The 1st Early Bird rate is ending soon! For more info, visit: https://buff.ly/32V88aV

In a Q&A, Lee Garf at NICE Actimize discusses AI, ML, new surveillance efforts, and ways to avoid being a financial crim...
07/26/2019
NICE Actimize Embraces Disruptive IT to Fight Crime | FTF News

In a Q&A, Lee Garf at NICE Actimize discusses AI, ML, new surveillance efforts, and ways to avoid being a financial crime victim.

In a Q&A, Lee Garf at NICE Actimize discusses AI, ML, new surveillance efforts, and ways to avoid being a financial crime victim.

With the UMR deadlines looming, AcadiaSoft and CloudMargin are partnering while other providers are readying wares to ea...
07/25/2019
AcadiaSoft & CloudMargin Take On UMR Compliance | FTF News

With the UMR deadlines looming, AcadiaSoft and CloudMargin are partnering while other providers are readying wares to ease compliance woes.

With the UMR deadlines looming, AcadiaSoft and CloudMargin are partnering while other providers are readying wares to ease compliance woes.

Arnaud de Chavagnac, the head of cloud solutions marketing at Murex, says that clouds help firms better monitor costs an...
07/16/2019
Cloud Computing Helps Firms Control Costs: Q&A | FTF News

Arnaud de Chavagnac, the head of cloud solutions marketing at Murex, says that clouds help firms better monitor costs and keep costs below thresholds.

Arnaud de Chavagnac, the head of cloud solutions marketing at Murex, says that clouds help firms better monitor costs and keep costs below thresholds.

The Takeovers Panel rejected FNZ’s request for an investigation of GBST’s decision to move ahead with SS&C.
07/16/2019
FNZ Bid to Review GBST-SS&C Actions Rejected | FTF News

The Takeovers Panel rejected FNZ’s request for an investigation of GBST’s decision to move ahead with SS&C.

The Takeovers Panel rejected FNZ’s request for an investigation of GBST’s decision to move ahead with SS&C.

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330 West 38th
New York, NY
10018

Opening Hours

Monday 09:00 - 17:00
Tuesday 09:00 - 17:00
Wednesday 09:00 - 17:00
Thursday 09:00 - 17:00
Friday 09:00 - 17:00

Telephone

(646) 395-6340

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Financial Services Firms Need Collaboration to Keep Up: Firms that resist collaboration internally and among vendors will get left behind amid a fast-moving financial technology landscape, Mark Bolton, head of international sales for Gresham Technologies tells FTF News:
ABN AMRO Clearing Chicago, a broker-dealer of the Dutch banking giant will pay more than $586,000 to resolve charges that it improperly handled pre-released American Depositary Receipts (ADRs):
Clients want transparency when they give their money to investment firms, says Justin Thompson, director on the client advisory team of Tolleson Wealth Management. This became clear when the firm moved from a paper-based system to automation:
FTF NEWS VIDEO:
The Justice Department has reached a settlement in its civil forfeiture cases against Low Taek Jho, aka Jho Low, and his family: http://bit.ly/36E7W1x at FTF News
An online story via Vanity Fair by William D. Cohan focuses on major securities transactions that benefitted from the president’s tweeting habits. While there is no evidence of tweet-related collusion, Raymond James analysts speculate about a low-to-no-tweet Mike Pence presidency if Trump steps down:
CONGRATS TO ALL THE NOMINEES:
Two SocGen Bankers Face Libor-Rigging Charges: