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OpenArc Mega-Team Fires Back at Merrill's Charge of Corporate Raiding
09/26/2025

OpenArc Mega-Team Fires Back at Merrill's Charge of Corporate Raiding

A dozen advisors who left the $129 billion Merrill unit suggest the wirehouse had let their division slide.

Roth Conversions in the 37% Bracket? Sometimes, It Makes Sense
09/26/2025

Roth Conversions in the 37% Bracket? Sometimes, It Makes Sense

Taxes may rise, and retirement income is often higher than wealthy clients expect, Jeff Levine and Ed Slott say.

10 Reasons to Fire a Client: Advisors’ Advice
09/26/2025

10 Reasons to Fire a Client: Advisors’ Advice

Not every advisor-client pairing is a good match.

The Case Approach to Financial Planning, 6th editionThis resource empowers aspiring financial planners with indispensabl...
09/26/2025

The Case Approach to Financial Planning, 6th edition

This resource empowers aspiring financial planners with indispensable strategies and understanding to succeed professionally.

Available in both print and digital formats.

BUY NOW! https://ow.ly/lGgJ50X34sr

FINRA to Send Revised Outside Business Activity Plan to SEC
09/26/2025

FINRA to Send Revised Outside Business Activity Plan to SEC

Industry officials are bracing to see if the proposal includes changes to supervisory requirements for outside RIA activity.

Draft Guidance Could Boost Best-Interest Compliance
09/26/2025

Draft Guidance Could Boost Best-Interest Compliance

Industry groups hope to keep state regulators from adding new ways to monitor firms and people.

XYPN Rolls Out Holistiplan Access, Expanded Orion Partnership
09/26/2025

XYPN Rolls Out Holistiplan Access, Expanded Orion Partnership

The new services will help 2,100 affiliated advisors run their practices more efficiently, CEO Alan Moore says.

Top 15 Big Metro Areas for Generation X Prospects
09/26/2025

Top 15 Big Metro Areas for Generation X Prospects

The youngest members of this group that once scared school principals will now be 45 — and scaring annuity marketers.

This Tech Helps RIAs Mix In Private Assets
09/26/2025

This Tech Helps RIAs Mix In Private Assets

GeoWealth enables public and private assets to be held in a single portfolio, CEO Colin Falls explains.

11 Ways Wealthy People Stay That Way
09/26/2025

11 Ways Wealthy People Stay That Way

Understanding how they find security and playing by their rules should make you someone they want to know.

Guardrails Needed on Alts in 401(k)s: SEC Chief Atkins
09/26/2025

Guardrails Needed on Alts in 401(k)s: SEC Chief Atkins

The SEC and Labor Department have "to work hand and glove" to lay ground rules, Atkins said Thursday.

9 Scary Stats About Gen X’s Retirement Readiness
09/25/2025

9 Scary Stats About Gen X’s Retirement Readiness

Members of Generation X are frankly freaked out about retirement — especially women and lower earners.

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