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Financial Regulation News, published by Macallan Communications, is a daily news source on the regulations that impact global and regional financial institutions and their customers.

Senate report: More than $1 trillion lost in financial scams in 2024
15/07/2025

Senate report: More than $1 trillion lost in financial scams in 2024

More than $1 trillion was lost worldwide as a consequence of financial scams in 2024, according to a Senate Joint Economic Committee – Minority report. © Shutterstock The scams are a larger illicit industry than the global drug trade, and Americans lost more to scams annually than to burglary and...

Georgia-based loan company, operator charged by SEC for Ponzi scheme
15/07/2025

Georgia-based loan company, operator charged by SEC for Ponzi scheme

The Securities and Exchange Commission said Newnan, Georgia-based First Liberty Building & Loan, LLC and its owner Edwin Brant Frost IV have been charged with defrauding some 300 investors as part of a Ponzi scheme. © Shutterstock According to the SEC, First Liberty and Front bilked investors of at...

Leading digital asset trade groups urge House passage of CLARITY Act
15/07/2025

Leading digital asset trade groups urge House passage of CLARITY Act

The three leading trade associations representing the U.S. digital asset industry are urging the U.S. House of Representatives to pass the Digital Asset Market Clarity (CLARITY) Act.© Shutterstock The CLARITY Act (H.R. 3633) establishes clear, functional requirements for digital asset market partic...

CFPB reaches settlement with pawn shop retailer over Military Lending Act violations
15/07/2025

CFPB reaches settlement with pawn shop retailer over Military Lending Act violations

The Consumer Financial Protection Bureau (CFPB) reached a settlement with FirstCash and 19 of its subsidiaries over alleged violations of the Military Lending Act (MLA).© Shutterstock FirstCash owns and operates over 1,000 retail pawn shops in the United States, offering pawn loans through its whol...

New report examines global fragmentation of financial regulations
11/07/2025

New report examines global fragmentation of financial regulations

A new report examines how fragmentation in global financial regulation puts competition, economic growth and financial system resilience at risk.© Shutterstock The paper, published by the Bank Policy Institute, Global Financial Markets Association (GFMA), and the Institute of International Finance,...

FINRA releases 2025 industry snapshot
11/07/2025

FINRA releases 2025 industry snapshot

The Financial Industry Regulatory Authority (FINRA) released its annual statistical report on registered representatives, brokerage firms and market activity that FINRA oversees.© Shutterstock The 2025 FINRA Industry Snapshot provides an overview of FINRA membership, with data on a variety of subje...

CFTC issues guidance on framework for regulatory offenses
11/07/2025

CFTC issues guidance on framework for regulatory offenses

The Commodity Futures Trading Commission issued guidance describing its plan to address criminally liable regulatory offenses. © Shutterstock The advisory outlines the framework to be followed when the Division of Enforcement, as the CFTC division responsible for making referrals to the Department ...

Men charged in connection with international investment scheme
11/07/2025

Men charged in connection with international investment scheme

Two men were recently charged in the District of Puerto Rico for their alleged roles in operating and promoting OmegaPro, an international investment scheme that defrauded victim investors of more than $650 million. © Shutterstock The indictment was unsealed Tuesday. Michael Shannon Sims, OmegaPro ...

Blockchain Association CEO testifies on need for digital asset regulatory framework
10/07/2025

Blockchain Association CEO testifies on need for digital asset regulatory framework

Summer Mersinger, CEO of the Blockchain Association, calling on Congress to establish a regulatory framework for digital assets.© Shutterstock In her testimony on July 9 to the U.S. Senate Committee on Banking, Housing, and Urban Affairs, Mersinger said that without legislative clarity, the United ...

Court brief urges rule on financial data be upheld
10/07/2025

Court brief urges rule on financial data be upheld

A court brief urges the U.S. District Court for the Eastern District of Kentucky to uphold Forcht Bank, N.A. et. al. v. Consumer Financial Protection Bureau, et. al., a case that ensures consumers’ ability to access and control their financial data and protect their rights under Section 1033 of th...

NFIB survey shows small business health waning in June
10/07/2025

NFIB survey shows small business health waning in June

The NFIB Small Business Optimism Index ticked down 0.2 points in June to 98.6, slightly above the 51-year average of 98, while the Uncertainty Index decreased by five points to 89. © Shutterstock However, small business owners reported a substantial deterioration in the overall health of their busi...

Sen. Warren expresses concerns over fed’s stress test rule proposal
09/07/2025

Sen. Warren expresses concerns over fed’s stress test rule proposal

U.S. Sen. Elizabeth Warren (D-MA) expressed concerns that the Federal Reserve Board’s proposed stress tests rule would weaken the stress capital buffer (SCB) framework.© Shutterstock In a letter to the Fed, Warren said the proposed rule would allow big banks to “juice” payouts to shareholders...

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