LawCast

07/09/2020

Are S**Cs Shell Companies?- https://bit.ly/2O6KUbl **Cs

07/08/2020

The S**C IPO Process- https://bit.ly/2O3Z9h4 **CIPO

07/08/2020

Background On S**Cs- https://bit.ly/3gA2q4b **Cs

07/08/2020

S**C IPOs A Sign Of Impending M&A Opportunities- https://bit.ly/2Z3DRqw **CIPOs

04/25/2019

S-3 Eligibility - Part 2- https://bit.ly/2UW3fOb

S-3 Eligibility- Part 2 - Today is the continuation of a LawCast series talking about S-3 eligibility. Instruction 1.B.1 sets for the requirements for primar...

04/08/2019

The Under $300 Million Market Cap Class- https://bit.ly/2UrsV55

The Under $300 Million Market Cap Class- Today is the first of a LawCast series talking about the under $300 million class of public companies. Depending on ...

04/01/2019

Testing the waters prior to the effectiveness of a registration statement during a public offering process, is intended to provide increased flexibility to companies with respect to their communications about contemplated registered securities offerings, as well as a cost-effective means for evaluating market interest before incurring the costs associated with such an offering.

04/01/2019

The SEC proposal would create a new Securities Act Rule 163B allowing all companies intending to file, or who have filed, a registration statement to test the waters by communicating with certain institutional investors.

04/01/2019

An EGC is defined as a company with total annual gross revenues of less than $1.07 billion during its most recently completed fiscal year that first sells equity in a registered offering after December 8, 2011.

01/10/2019

OTC Markets Regulatory Recommendations To Improve Disclosure- https://lnkd.in/eFZJ59p

OTC Markets Regulatory Recommendations To Improve Disclosure- Today is the continuation of a LawCast series talking about OTC Markets regulatory recommendati...

11/19/2018

OTC Markets Regulatory Recommendations- https://bit.ly/2KfMftY

OTC Markets Regulatory Recommendations- Today is the first in a LawCast series talking about OTC Markets regulatory recommendations to improve disclosure and...

11/13/2018

Big Changes in Capital Markets Related to Low Priced Securities- https://bit.ly/2B31Mu5

Big Changes in Capital Markets Related to Low Priced Securities- Today is the continuation of a LawCast series talking about changes in capital markets relat...